Securities law intervenes in corporate governance in several ways. From the example of Taiwan’s securities law, which of the following does not reflect this intervention?

1. ACompanies cannot solicit and receive proxy from shareholders freely.
2. BCompanies need to make a public financial disclosure every season or year.
3. CA certain number of independent directors are required for newly listed companies.
4. DWhen issuing new stock, participating underwriters need to have licenses, meet strict qualifications, and cannot be bypassed.

正解 D — When issuing new stock, participating underwriters need to have licenses, meet strict qualifications, and cannot be bypassed.

出處:111 年專門職業及技術人員高等考試律師考試第一試、公務人員特種考試司法官考試第一試 ·「綜合法學(二)・商事法」第 62 題(本卷 70 題,涵蓋公司法、保險法、票據法、證券交易法、強制執行法、法學英文) · 科目:法學英文 · 考試日 111 年 8 月 6 日

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